disclosureS
Download disclosures below. Contact your TFA financial professional with questions.
Customer Relationship Summary (CRS) Form
TFA Regulation Best Interest Disclosure
Client Brokerage Account Fee Schedule
Notice of Privacy Policy
ADV Part 2A
ADV, Part 2A Appendix 1 (Transamerica APEX Wrap Fee Program Brochure)
ADV Part 2A – Appendix, TFA ONE Wealth Management Platform Brochure
ADV Part 2A – Appendix, TFA ALPHA Wrap Fee Brochure
Social Media Disclosures
Revenue Sharing Arrangements and Payments by Sponsoring Companies Client Disclosure Statement
Business Continuity Plan (BCP)
Transamerica Financial Advisors, Inc. is a full-service, fully licensed, independent broker-dealer and Registered Investment Advisor with thousands of representatives across the United States who offer products and services from more than 100 separate providers.
Transamerica Financial Advisors, Inc. (TFA), Member FINRA, MSRB, SIPC and Registered Investment Advisor, offers securities and Investment Advisory Services.
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