Disclosures
Download disclosures below. Contact your TFA financial professional with questions.
Customer Relationship Summary (CRS) Form
TFA Regulation Best Interest Disclosure
Pershing Client Brokerage Account Fee Schedule
NFS Client Brokerage Account Fee Schedule
Notice of Privacy Policy
ADV Part 2A
ADV, Part 2A Appendix (TFA Elite Wrap Fee Brochure)
ADV Part 2A – Appendix, TFA ONE Wrap Fee Brochure
ADV Part 2A – Appendix, TFA ALPHA Wrap Fee Brochure
Social Media Disclosures
Revenue Sharing Arrangements and Payments by Sponsoring Companies Client Disclosure Statement
Business Continuity Plan (BCP)
Disclosure of Order Routing Practices (SEC Rule 606)
Texting Program Terms & Conditions
California Consumer Privacy Act Notice