1.2 TRANSAMERICA FINANCIAL ADVISORS 2024 01 2024-04-10T09:48:33Z 2024 01 100.00 99.31 0.00 0.69 0.00 Citadel Securities LLC CDRG 35.17 35.42 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 23.45 23.61 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 22.07 22.22 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 17.93 17.36 0.00 100.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.38 1.39 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 37.93 38.19 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 22.76 22.92 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 19.31 19.44 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 15.86 15.97 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 2.07 2.08 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.38 1.39 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Instinet BlockCross BLKX 0.69 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2024 02 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 31.31 31.31 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 26.14 26.14 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.88 21.88 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 19.15 19.15 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.91 0.91 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.61 0.61 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 30.22 30.22 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 28.78 28.78 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.58 21.58 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 17.99 17.99 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.44 1.44 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2024 03 100.00 98.55 0.00 1.45 0.00 Citadel Securities LLC CDRG 34.29 34.80 0.00 20.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 21.90 22.55 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 20.95 21.57 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 18.57 18.63 0.00 20.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 1.43 0.00 0.00 60.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.95 0.98 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.95 0.98 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Instinet BlockCross BLKX 0.48 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.48 0.49 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 98.94 0.00 1.06 0.00 Citadel Securities LLC CDRG 33.33 34.41 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 23.96 24.19 0.00 16.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 22.92 23.66 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 15.63 16.13 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 2.08 0.00 0.00 66.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.04 1.08 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.52 0.00 0.00 16.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.52 0.54 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00