1.2 TRANSAMERICA FINANCIAL ADVISORS 2024 03 2024-10-09T14:24:42Z 2024 07 100.00 95.44 0.00 4.56 0.00 VIRTU Americas, LLC NITE 25.58 33.04 0.00 1.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 20.93 26.52 0.00 2.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 18.94 24.35 0.00 1.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 15.95 0.00 0.00 67.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 10.96 14.35 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 3.99 0.00 0.00 16.90 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 1.66 0.00 0.00 7.04 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.66 0.87 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Members Exchange MEMX 0.66 0.00 0.00 2.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.66 0.87 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 94.51 0.00 5.49 0.00 VIRTU Americas, LLC NITE 28.43 32.56 0.00 6.25 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 23.53 27.91 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 19.61 23.26 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 10.78 12.79 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 7.84 0.00 0.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 5.88 0.00 0.00 37.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 2.94 3.49 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Members Exchange MEMX 0.98 0.00 0.00 6.25 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2024 08 100.00 95.83 0.00 4.17 0.00 VIRTU Americas, LLC NITE 23.82 30.16 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 21.46 26.90 0.00 1.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 18.03 22.55 0.00 1.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 14.59 17.93 0.00 2.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 9.66 0.00 0.00 46.39 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 8.80 0.00 100.00 41.24 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.07 1.36 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.86 0.00 0.00 4.12 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.64 0.82 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Members Exchange MEMX 0.64 0.00 0.00 3.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 91.73 0.00 8.27 0.00 NASDAQ Execution Services, LLC NSDQ 22.06 0.00 0.00 54.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 16.42 26.64 0.00 1.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 15.69 26.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 15.44 0.00 0.00 38.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 14.95 24.18 0.00 1.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 11.76 18.03 0.00 2.44 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.47 2.46 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.74 1.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.74 1.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.49 0.00 0.00 1.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2024 09 100.00 98.62 0.00 1.10 0.28 Citadel Securities LLC CDRG 28.80 29.61 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 25.27 25.98 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 20.92 20.95 0.00 22.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 20.65 20.95 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 1.90 0.00 0.00 77.78 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 1.09 1.12 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.54 0.56 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.54 0.56 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 0.27 0.28 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 94.20 0.48 5.31 0.00 Citadel Securities LLC CDRG 27.57 33.85 100.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 19.34 23.59 0.00 2.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 16.46 20.00 0.00 2.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 14.40 17.95 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 7.82 0.00 0.00 40.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 7.82 0.00 0.00 40.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 2.47 0.00 0.00 12.77 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.65 2.05 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.82 1.03 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.82 1.03 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00