1.2 TRANSAMERICA FINANCIAL ADVISORS 2024 04 2025-01-10T09:45:26Z 2024 10 100.00 99.50 0.25 0.25 0.00 Citadel Securities LLC CDRG 33.33 33.25 100.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.64 21.75 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 21.14 21.25 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 18.91 19.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 1.49 1.50 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.24 1.25 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.24 1.25 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 1.00 0.75 0.00 100.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 99.10 0.00 0.90 0.00 Citadel Securities LLC CDRG 32.20 33.94 0.00 6.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.19 22.17 0.00 6.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 19.49 20.81 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 16.10 17.19 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NYSE Arca ARCA 5.51 0.00 0.00 86.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 2.12 2.26 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 1.69 1.81 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.85 0.90 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.85 0.90 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2024 11 100.00 96.84 0.39 2.76 0.00 Citadel Securities LLC CDRG 38.22 38.70 0.00 32.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 19.88 20.57 50.00 4.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 18.15 18.94 0.00 4.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 17.37 18.13 0.00 4.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 1.93 0.00 50.00 36.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.54 1.63 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.97 1.02 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 0.77 0.61 0.00 4.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 0.58 0.00 0.00 12.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.39 0.41 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 95.65 0.00 4.35 0.00 Citadel Securities LLC CDRG 36.53 41.82 0.00 5.45 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 17.10 20.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 15.03 16.97 0.00 3.64 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 13.73 15.76 0.00 1.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 9.33 0.00 0.00 65.45 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 2.33 2.73 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 1.81 0.00 0.00 12.73 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NYSE Arca ARCA 1.04 0.00 100.00 5.45 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.78 0.91 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 0.78 0.91 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2024 12 100.00 99.25 0.00 0.75 0.00 Citadel Securities LLC CDRG 34.79 35.17 0.00 17.39 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 21.80 22.09 0.00 8.70 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 18.46 18.86 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 16.33 16.59 0.00 4.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 3.34 3.41 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 3.15 3.13 0.00 4.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 0.74 0.00 0.00 34.78 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 0.65 0.00 0.00 30.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.46 0.47 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.28 0.28 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 99.25 0.00 0.75 0.00 Citadel Securities LLC CDRG 32.59 32.79 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 19.03 19.10 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 19.03 19.10 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 18.16 18.34 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 4.60 4.65 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 3.98 4.02 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.00 1.01 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.62 0.63 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Instinet BlockCross BLKX 0.37 0.38 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 0.25 0.00 0.00 25.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00