1.2 TRANSAMERICA FINANCIAL ADVISORS 2025 01 2025-04-15T10:17:50Z 2025 01 100.00 99.41 0.15 0.44 0.00 Citadel Securities LLC CDRG 30.70 32.20 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 20.00 20.83 100.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 19.86 20.83 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 17.04 17.87 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 3.80 3.99 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 2.82 0.00 0.00 62.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 2.82 2.95 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 1.13 0.00 0.00 25.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.85 0.89 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.42 0.44 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 29.98 29.98 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.23 21.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 21.04 21.04 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 18.81 18.81 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 4.66 4.66 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 2.23 2.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 1.30 1.30 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). StoneX Financial INC. INTL 0.74 0.74 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2025 02 100.00 99.23 0.00 0.77 0.00 G1 Execution Services, LLC ETMM 27.65 29.13 0.00 2.63 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 24.71 26.01 0.00 2.63 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 19.71 20.87 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 12.35 13.08 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 5.88 6.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 4.12 4.36 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 3.09 0.00 0.00 55.26 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 1.62 0.00 0.00 28.95 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.44 0.00 0.00 7.89 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.29 0.31 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 98.99 0.17 0.84 0.00 VIRTU Americas, LLC NITE 22.71 25.43 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.80 24.40 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 20.88 23.38 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 13.11 14.51 100.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 9.45 0.00 0.00 89.86 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 5.49 6.14 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 4.88 5.46 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.61 0.00 0.00 5.80 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.61 0.68 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 0.30 0.00 0.00 2.90 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2025 03 100.00 99.70 0.00 0.30 0.00 Citadel Securities LLC CDRG 27.04 27.06 0.00 25.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 24.81 24.96 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 21.99 22.12 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 13.82 13.90 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 6.39 6.43 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 5.05 5.08 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.45 0.45 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 0.30 0.00 0.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.15 0.00 0.00 25.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 99.71 0.00 0.29 0.00 Citadel Securities LLC CDRG 29.61 29.81 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 25.40 25.70 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 21.63 21.88 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 11.47 11.60 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 6.10 6.17 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 4.35 4.41 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 0.87 0.00 0.00 75.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.44 0.44 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.15 0.00 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00