1.2 TRANSAMERICA FINANCIAL ADVISORS 2025 03 2025-10-14T09:22:29Z 2025 07 100.00 99.94 0.00 0.06 0.00 Citadel Securities LLC CDRG 30.22 30.24 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 23.48 23.49 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 19.99 20.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 18.00 18.01 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 5.66 5.66 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.69 1.69 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.90 0.90 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.06 0.00 0.00 100.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 99.74 0.00 0.17 0.09 Citadel Securities LLC CDRG 28.76 28.66 0.00 50.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 23.23 23.29 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.50 21.56 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 19.34 19.39 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 4.66 4.68 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 1.55 1.56 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.52 0.52 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Instinet BlockCross BLKX 0.35 0.35 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Members Exchange MEMX 0.09 0.00 0.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2025 08 100.00 99.94 0.00 0.06 0.00 Citadel Securities LLC CDRG 29.55 29.66 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 21.87 21.95 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 21.28 21.35 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 19.27 19.34 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 4.37 4.39 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 2.84 2.85 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.47 0.47 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). New York Stock Exchange NYSE 0.30 0.00 0.00 83.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.06 0.00 0.00 16.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 99.86 0.00 0.14 0.00 Citadel Securities LLC CDRG 27.64 27.68 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). HRT FINANCIAL LP HRTF 23.55 23.59 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 19.82 19.84 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 19.39 19.42 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 5.64 5.65 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 2.82 2.82 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 0.85 0.85 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Instinet BlockCross BLKX 0.14 0.14 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.07 0.00 0.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). NASDAQ Execution Services, LLC NSDQ 0.07 0.00 0.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00 2025 09 100.00 99.84 0.00 0.16 0.00 HRT FINANCIAL LP HRTF 28.61 28.66 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 23.17 23.21 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 19.40 19.43 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 15.14 15.06 0.00 66.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 6.09 6.10 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 3.83 3.83 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 3.66 3.67 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.05 0.00 0.00 33.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). GTS SECURITIES LLC GTSM 0.05 0.05 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 100.00 99.69 0.10 0.21 0.00 HRT FINANCIAL LP HRTF 26.15 26.23 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Citadel Securities LLC CDRG 20.01 20.07 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). G1 Execution Services, LLC ETMM 19.80 19.81 50.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). VIRTU Americas, LLC NITE 18.36 18.26 50.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Jane Street Capital, LLC JNST 7.27 7.29 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Two Sigma Securities, LLC SOHO 4.85 4.86 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). UBS Securities, LLC UBSS 3.20 3.21 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Instinet BlockCross BLKX 0.10 0.10 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). GTS SECURITIES LLC GTSM 0.10 0.10 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). Cboe EDGX US Equities Exchange EDGX 0.05 0.00 0.00 25.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Transamerica Financial Advisors LLC does not receive compensation, rebates, nor pay transaction fees for the routing of its equity order flow pursuant to rule 606(a)(1)(iv). 0.00 0.00 0.00 0.00 0.00